Anna Brown, IACCP Compliance Associate
Anna is a Compliance Associate responsible for supporting the firm’s compliance program and assisting SGA’s CCO with all related compliance activities.
Prior to joining SGA in 2021, Anna spent over 7 years as a Compliance Analyst within Genworth Financial’s Investment division. In that role she was responsible for overseeing the code of ethics, monitoring compliance with portfolio investment restrictions as well as reviewing and tracking regulatory developments. Preceding that role, she was a Compliance Associate at Shenkman Capital Management. Anna started her career as a legal assistant at Paul Hastings Janofsky and Walker.
Anna holds the Investment Adviser Certified Compliance Professional (IACCP®) designation, an industry recognized compliance certification program jointly offered by the Investment Adviser Association and National Regulatory Services. She received a Bachelor of Arts degree in Political Science with minor in Economics from the University of Connecticut.